*********

Head of Compliance, APAC

phone

+65-6***-****

location

MARINA BOULEVARD 018981

email

***************


Verified 4 months ago

Unlock contact
Company Information

Company

industryWithGradientTOWER RESEARCH CAPITAL (SINGAPORE) PTE. LTD.

Website

globe************

Registration Number

registerWithGradient201201872N

Year of incorporation

flag2012

Ownership

ownershipPrivate Limited Company

Industry Category

industryWithGradientFINANCIAL AND INSURANCE ACTIVITIES

Industry Classification

industryWithGradientOTHER FINANCIAL SERVICE ACTIVITIES, EXCEPT INSURANCE AND PENSION FUNDING ACTIVITIES N.E.C.

Address

location8, MARINA BOULEVARD, MARINA BAY FINANCIAL CENTRE, #05-02, 018981, Singapore
Experience
tower-research-capital-singapore-pte-ltd

tower research capital (singapore) pte. ltd.

Head of Compliance, APAC

Aug 2020 - Present
tower-research-capital-singapore-pte-ltd

tower research capital (singapore) pte. ltd.

Head of Compliance, APAC

Jul 2020 - Present
tower-research-capital-singapore-pte-ltd

tower research capital (singapore) pte. ltd.

Head of Compliance, Asia

Oct 2017 - Present
tower-research-capital-singapore-pte-ltd

tower research capital (singapore) pte. ltd.

Compliance Officer, Asia

Apr 2017 - Oct 2017
tower-research-capital-singapore-pte-ltd

tower research capital (singapore) pte. ltd.

Compliance Officer APAC

Apr 2017 - Oct 2017
morgan-stanley-asia-singapore-pte

morgan stanley asia (singapore) pte.

Executive Director, EMEA Head of Electronic Trading Compliance Advisory

Dec 2016 - Apr 2017
morgan-stanley-asia-singapore-pte

morgan stanley asia (singapore) pte.

Electronic Trading Compliance Advisory

Jan 2016 - Dec 2016
morgan-stanley-asia-singapore-pte

morgan stanley asia (singapore) pte.

Equities Compliance Advisory

Oct 2011 - Jan 2016

Turquoise

Senior Surveillance Manager

Jul 2009 - Oct 2011

Turquoise

Surveillance Analyst

Apr 2008 - Jul 2009

International Capital Markets Association

Bond Market Surveillance

Apr 2007 - Apr 2008

OSTC

Graduate Futures Trader

Dec 2006 - Mar 2007
Contacts from same Company
Unlock contact

Same Job Title

Unlock

General Manager, Head APAC Markets Compliance

Unlock contact

Unlock

Head Of Law Patents & Compliance ASEAN / CropScience APAC Regional Counsel

Unlock contact

Same Industry
Unlock contact

Unlock

Director, Group Technology Compliance

Unlock contact

Are you ready to skyrocket your growth?

Buckle-up & take a FREE ride today!